As of the third quarter of 2024, the non-performing rate of cross-border assets managed by the company stood at only 0.28%, far below the 1.5% average of global peer institutions. This risk control capability also served as the core strength that enabled it to pass the rigorous review of the China Securities Regulatory Commission (CSRC).

Specifically, in the pre-event phase, its AI-driven dynamic risk model can capture real-time data on China’s macro policies, industry prosperity, and financials of pre-IPO enterprises, identifying risks such as valuation bubbles and sudden performance declines in advance. In the in-event phase, a multi-dimensional compliance system is simultaneously aligned with the regulatory requirements of both the Chinese mainland and Hong Kong, enabling full-process tracking of capital flows and transaction operations. In the post-event phase, a 72-hour rapid response mechanism allows for timely handling of emergent risks.

"China’s new stock market has its uniqueness, and our risk control system has been specially optimized for information disclosure and valuation logic under the registration-based system," said the company’s Chief Risk Officer. He added that the company will further integrate with China’s corporate credit database in the future to enhance the accuracy of risk identification.